NISM 10A Investment Adviser Level 1 Notes
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Investing Process: Involves client onboarding, KYC, and transaction execution.
PAN Requirement: Mandatory for financial transactions in India for identification.
KYC Process: Verifies client identity and address for regulatory compliance.
Dematerialization: Converts physical securities into electronic form for trading.
Rematerialization: Converts electronic securities back to physical form if needed.
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