NISM 10A Investment Adviser Level 1 Notes

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  • Power of Attorney (PoA): Authorizes intermediaries to act on behalf of clients.
  • NRI Account Opening: Requires additional documentation like passport and tax residency.
  • Special Investor Categories: Include NRIs, FPIs, and minors with specific processes.
  • Status Change Process: Updates for changes in residency or investor category.
  • Payment Instruments: Include cheques, NEFT, RTGS, and UPI for transactions.

NISM 10A NISM Investment Adviser Level 1

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