NISM 10A Investment Adviser Level 1 Notes
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Documentation for Advice: Includes risk profiling, agreements, and financial plans.
Mutual Fund Platforms: Stock exchanges like NSE and BSE enable mutual fund investments.
Client Onboarding: Involves KYC, risk assessment, and agreement signing.
Transaction Execution: Brokers or platforms facilitate buying/selling of securities.
Demat Accounts: Mandatory for holding and trading securities in electronic form.
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NISM 10A NISM Investment Adviser Level 1
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