NISM 10A Investment Adviser Level 1 Notes
Page 148 Of 181
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PoA Risks: Requires trust as it grants significant control to intermediaries.
NRI Regulations: Governed by FEMA, with limits on repatriation and investments.
KYC Compliance: SEBI mandates periodic updates to client KYC details.
Payment Security: Electronic modes reduce fraud and ensure quick transfers.
Folio Maintenance: Consolidates investment records for easy tracking.
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