NISM 10A Investment Adviser Level 1 Notes
Page 149 Of 181
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Investor Categories: Different processes for retail, HNI, and institutional investors.
Demat Benefits: Enhances liquidity and simplifies securities management.
Regulatory Compliance: Adherence to SEBI and RBI rules for operational processes.
Client Agreements: Define scope, fees, and responsibilities for advisory services.
Transaction Platforms: Online systems streamline investment processes.
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NISM 10A NISM Investment Adviser Level 1
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