NISM 10A Investment Adviser Level 1 Notes
Page 179 Of 181
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SAT Procedures: Guided by natural justice, not bound by civil procedure codes.
Consumer Forum: Addresses deposit-related complaints against companies.
Grievance Tracking: Online systems like SCORES and IGMS allow status monitoring.
Time Limits: Law of limitation sets deadlines for filing complaints.
Mediation Role: Ombudsmen attempt settlements before passing awards.
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NISM 10A NISM Investment Adviser Level 1
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