NISM 10A Investment Adviser Level 1 Notes

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  • Book Building: Process in IPOs to determine share price based on investor demand.
  • Underwriting: Ensures full subscription of IPOs by guaranteeing purchase of unsold shares.
  • Listing Requirements: Companies must meet exchange criteria to trade in secondary markets.
  • Market Orders: Buy/sell at current market prices for immediate execution.
  • Limit Orders: Specify price for buying/selling, executed only at that price or better.

NISM 10A NISM Investment Adviser Level 1

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