NISM 10A Investment Adviser Level 1 Notes

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  • Shareholder Rights: Corporate actions impact voting and ownership rights.
  • Price Adjustments: Stock prices adjust post-corporate actions like splits or dividends.
  • Trading Platforms: Electronic systems enable seamless trading in secondary markets.
  • Investor Protection: SEBI ensures fair treatment during corporate actions.
  • Market Depth: High trading volumes indicate robust secondary market activity.

NISM 10A NISM Investment Adviser Level 1

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