NISM 10A Investment Adviser Level 1 Notes

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  • Regulatory Filings: Companies must report corporate actions to exchanges and SEBI.
  • Investment Types: Include equity, fixed income, commodities, real estate, and alternative investments.
  • Equity Investments: Represent ownership in companies, offering capital gains and dividends.
  • Fixed Income: Provide regular interest payments, e.g., bonds and deposits, with lower risk.
  • Commodities: Include physical assets like gold, oil, and agricultural products, traded for price appreciation.

NISM 10A NISM Investment Adviser Level 1

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