NISM-Series IX: Merchant Banking Certification Exam Notes
Page 41 Of 79
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Prospectus Finalization: Incorporates public comments, filed with ROC and SEBI.
Issue Opening: Public issue opens for subscription as per offer document.
Application Processing: Registrar processes applications, identifies rejections.
Basis of Allotment: Prepared by registrar, approved by stock exchange.
Allotment Approval: Issuer’s board allots securities post-exchange approval.
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