NISM-Series IX: Merchant Banking Certification Exam Notes
Page 42 Of 79
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Dematerialized Crediting: Securities credited to investors’ demat accounts.
Refund Process: Refunds issued for unsuccessful applications within timelines.
Listing Approval: Final approval from stock exchanges for trading.
Underwriting Role: Merchant bankers ensure subscription of unsold shares.
Underwriting Agreement: Specifies obligations of underwriters for issue.
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