NISM-Series IX: Merchant Banking Certification Exam Notes
Page 49 Of 79
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SEBI Circulars: Provide additional guidelines for issue management.
Underwriting Limit: Lead manager underwrites at least 15% of SME issues.
Minimum Allottees: 50 prospective allottees required for IPOs.
Application Size: Minimum ₹1 lakh per application in SME issues.
Offer for Sale (OFS): Through stock exchange mechanism for listed companies.
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