NISM-Series IX: Merchant Banking Certification Exam Notes
Page 50 Of 79
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Post-Issue Compliance: Includes listing, trading permissions, and reporting.
General Obligations: Ensure compliance, due diligence, and investor protection.
Due Diligence Scope: Verify issuer’s financials, operations, and disclosures.
Offer Document Accuracy: Ensure true, fair, and adequate disclosures.
SEBI ICDR Compliance: Adhere to regulations for issue management.
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