NISM-Series IX: Merchant Banking Certification Exam Notes

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  • Lock-in for Preferential Issues: Minimum 1-3 years for allotted shares.
  • QIB Allocation in QIP: 100% to qualified institutional buyers.
  • Rights Issue Disclosures: Include financials and shareholding patterns.
  • IDR Listing: Requires approval from Indian stock exchanges.
  • Merchant Banker Coordination: With issuers, registrars, and stock exchanges.

NISM Merchant Banking

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