NISM-Series IX: Merchant Banking Certification Exam Notes
Page 55 Of 79
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Public Issue Timelines: Adhere to SEBI-specified schedules.
Due Diligence Report: Details findings on issuer’s operations and risks.
Investor Grievance Handling: Address complaints during issue process.
SEBI Inspections: Merchant bankers cooperate with regulatory audits.
Escrow Account Release: Balance released post-issue obligations.
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