NISM-Series IX: Merchant Banking Certification Exam Notes

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  • Preferential Issue Approvals: Require shareholder and board approval.
  • QIP Pricing: Based on average market price over specified period.
  • Rights Issue Application: Via ASBA or physical forms.
  • IDR Disclosures: Include home country financials and risks.
  • Post-Issue Reporting: Submit compliance reports to SEBI and exchanges.

NISM Merchant Banking

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