NISM-Series IX: Merchant Banking Certification Exam Notes
Page 7 Of 79
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SEBI Role: Protects investors, regulates securities markets, and oversees intermediaries.
RBI Role: Regulates money market, sets SLR and CRR, manages government securities.
MCA Role: Administers Companies Act, 2013, regulates corporate sector.
IRDAI Role: Regulates insurance sector, protects policyholders.
PFRDA Role: Oversees pension sector, ensures retirement income solutions.
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