NISM-Series IX: Merchant Banking Certification Exam Notes

Page 8 Of 79

Go to:

  • MOF Role: Regulates foreign investments via FEMA, 1999.
  • Regulatory Overlap: Companies issuing securities comply with SEBI, MCA, and RBI regulations.
  • Investment Banker in Private Equity: Advises on capital raising, valuations, and transaction structuring.
  • Growth Plan Formulation: Involves studying company performance and market trends.
  • Transaction Structuring: Determines instrument, quantum, and capital structure for private equity deals.

NISM Merchant Banking

Copyright 2025 - MODELEXAM MODELEXAM®