NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 109 Of 121
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SWP Structure: Allows fixed or variable withdrawal amounts.
STP Execution: Subject to exit load and minimum transfer amounts.
SEBI Role: Regulates mutual funds to protect investors and ensure transparency.
AMFI Role: Promotes ethical standards in the mutual fund industry.
Regulatory Reforms: SEBI’s 1996 regulations have evolved with amendments.
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