NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 110 Of 121
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Investor Rights: Include transparency, grievance redressal, and timely services.
Advertisement Code: Ensures accurate and non-misleading promotions.
Celebrity Endorsements: Limited to industry-level promotions, not specific schemes.
Grievance Redressal: SEBI’s SCORES platform handles investor complaints.
AMFI Code of Ethics: Sets standards for AMCs and distributors.
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