NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 111 Of 121
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Trustee Liability: Trustees are liable for breaches of trust.
Unclaimed Amounts: AMCs must remind investors to claim dues.
SEBI Regulations 1996: Form the backbone of mutual fund governance.
Investor Transparency: Ensured through mandatory disclosures.
Advertisement Guidelines: Prohibit misleading performance claims.
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