NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 112 Of 121
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Celebrity Endorsement Limits: Cannot promote specific schemes or AMCs.
SCORES Platform: Centralizes investor complaint lodging and tracking.
AMFI Standards: Mandate high service and diligence standards.
Trustee Oversight: Ensures compliance with SEBI regulations.
Unclaimed Amount Efforts: Reported in annual reports for transparency.
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