NISM 5B Mutual Fund Foundation Certification Exam Notes

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  • Regulatory Updates: SEBI issues circulars to refine regulations.
  • Investor Protections: Include rights to sue trustees for breaches.
  • Advertisement Disclosures: Must include past dividends and face value.
  • Celebrity Endorsement Costs: Limited to industry-level investor education.
  • SCORES Accessibility: Web-based for easy investor access.

NISM 5B Mutual Fund Foundation

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