NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 114 Of 121
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AMFI Code Compliance: Mandatory for AMCs and intermediaries.
Trustee Accountability: Ensures investor interests are prioritized.
Unclaimed Amount Rights: Investors can claim dues with AMC support.
SEBI Circulars: Provide ongoing regulatory guidance.
Investor Grievance Policy: Mandates timely complaint resolution.
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