NISM 5B Mutual Fund Foundation Certification Exam Notes

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  • Advertisement Accuracy: Must align with scheme performance data.
  • Celebrity Endorsement Rules: Prohibit branding or scheme-specific promotions.
  • SCORES Efficiency: Tracks complaint status for quick resolution.
  • AMFI Ethics Enforcement: Addresses breaches by intermediaries.
  • Trustee Responsibilities: Include reviewing AMC operations.

NISM 5B Mutual Fund Foundation

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