NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 116 Of 121
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Unclaimed Amount Disclosure: Enhances investor awareness.
Regulatory Framework: Balances growth and investor protection.
Investor Rights Scope: Limited to existing investors, not prospective ones.
Advertisement Standards: Follow SEBI’s Sixth Schedule provisions.
Celebrity Endorsement Compliance: Subject to SEBI oversight.
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