NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 117 Of 121
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SCORES Reporting: AMCs must publish complaint status.
AMFI Disciplinary Process: Involves explanation and hearings for breaches.
Trustee Due Diligence: Ensures prudent fund management.
Unclaimed Amount Procedures: Include reminders via letters.
Regulatory Transparency: Enhances investor trust in the system.
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