NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 118 Of 121
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Investor Complaint Rights: Protected under SEBI regulations.
Advertisement Restrictions: Prohibit disguising significant statements.
Celebrity Endorsement Scope: Limited to investor education initiatives.
SCORES Functionality: Enables follow-up on complaint progress.
AMFI Code Principles: Emphasize service, diligence, and judgment.
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