NISM 5B Mutual Fund Foundation Certification Exam Notes

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  • Trustee Role in Winding Up: Oversees fair exit processes.
  • Unclaimed Amount Reporting: Mandatory in annual disclosures.
  • Regulatory Evolution: Addresses liquidity crises and market needs.
  • Investor Suit Rights: Can sue trustees, not the trust itself.
  • Advertisement Performance: Past performance only for schemes over six months.

NISM 5B Mutual Fund Foundation

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