NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 120 Of 121
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Celebrity Endorsement Oversight: Compliance officer ensures adherence.
SCORES Integration: Links investors with SEBI for resolutions.
AMFI Intermediary Standards: Apply to distributors and sales personnel.
Trustee Review: Dedicates resources to code compliance.
Unclaimed Amount Efforts: Continuous reminders to investors.
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