NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 29 Of 121
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Distributor Role: Distributors facilitate investor transactions and earn commissions.
KYC Registry: Central KYC agencies streamline investor verification across funds.
Depository Participant: Enables holding mutual fund units in dematerialized form.
AMFI Objectives: AMFI promotes ethical standards and investor interests in the industry.
Cybersecurity: AMCs must comply with CERT-In guidelines for cybersecurity.
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