NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 30 Of 121
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Trustee Oversight: Ensures AMCs adhere to investment policies and regulations.
Investor Education: UHPC educates investors on mutual fund products and rights.
Service Providers: Include custodians, RTAs, and auditors supporting fund operations.
Regulatory Compliance: AMCs must comply with SEBI’s stringent guidelines.
Fund Accounting: Ensures accurate NAV calculation and financial reporting.
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