NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 31 Of 121
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Distributor Certification: Distributors must pass NISM-Series V-A and register with AMFI.
Trust Structure: Ensures investor funds are held separately from AMC assets.
AMC Independence: AMCs operate independently but under trustee oversight.
Investor Protection: SEBI regulations prioritize investor rights and transparency.
KYC Centralization: Centralized KYC reduces repetitive processes for investors.
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