NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 32 Of 121
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Depository Role: Depositories hold dematerialized securities, including mutual fund units.
AMFI Standards: AMFI sets high ethical and professional standards for the industry.
Trustee Accountability: Trustees are accountable for breaches of trust.
Fund Operations: Involve coordinated efforts among AMCs, trustees, and service providers.
Investor Records: RTAs maintain accurate records of investor transactions.
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