NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 33 Of 121
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Compliance Systems: AMCs must have systems to prevent misconduct and market abuse.
Distributor Empanelment: Distributors can empanel with multiple AMCs.
NAV Accuracy: Fund accountants ensure precise NAV calculations daily.
Cyber Resilience: AMCs must anticipate, withstand, and recover from cyber threats.
Trustee Reports: Trustees periodically report on compliance and fund performance.
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