NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 34 Of 121
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Investor Rights: Include access to scheme information and grievance redressal.
KYC Verification: Investors must submit identity and address proofs for KYC compliance.
AMC Responsibilities: Include portfolio management and investor servicing.
Regulatory Updates: SEBI issues circulars to update mutual fund regulations.
Fund Transparency: AMCs must disclose portfolio holdings and performance regularly.
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