NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 35 Of 121
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Trustee Due Diligence: Ensures prudent investment decisions by AMCs.
Distributor Registration: Requires AMFI registration and ARN issuance.
Investor Complaints: UHPC addresses investor grievances and ensures resolution.
Service Contracts: Trustees review contracts for fairness to unitholders.
Fund Governance: Involves oversight by trustees and compliance by AMCs.
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