NISM PMS Distributors ( NISM 21A ) Certification Exam Notes

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  • POA Restrictions: Clearly defined in client agreements.
  • Regulatory Updates: Follow SEBI circulars for compliance.
  • Ethical Standards: Ensure fair and honest dealings with clients.
  • Investor Protection: Enhanced through SEBI’s governance framework.
  • PMS Operations: Aligned with regulatory and ethical guidelines.

NISM PMS Distributors ( NISM 21A )

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