NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Client Grievances: Addressed through SEBI’s structured mechanism.
Suspicious Transactions: Reported under AML and PMLA guidelines.
Portfolio Valuation: Uses standardized methods for fair pricing.
Fee Disclosure: Includes management and performance fees to clients.
Investment Limits: Adhere to SEBI and client-specified caps.
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