NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Regulatory Reporting: Includes client details and performance data.
Client Rights: Include access to grievance redressal and transparency.
Code of Conduct Violations: Subject to SEBI penalties or debarment.
PMS Accountability: Managers responsible for fair valuation and reporting.
Transaction Audit Trail: Maintained for regulatory compliance.
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