NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Net Worth Requirement: Rs. 5 crore for PMS providers under SEBI regulations.
Fund Segregation: Client funds and securities held separately in dedicated accounts.
Bank Account: PMS funds maintained in a scheduled commercial bank.
Client Consent: Required for discretionary and non-discretionary transactions.
Investment Universe: Specified in the PMS agreement, limiting security choices.
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