NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Portfolio Manager Duties: Include acting in clients’ best interests and ensuring compliance.
Premature Withdrawal: Allowed under specific circumstances, per agreement terms.
Client Approval: Mandatory for non-discretionary PMS transactions.
Fiduciary Duty: Portfolio managers act with utmost good faith for clients.
Security Transactions: Executed within client-defined limitations.
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