NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Regulatory Compliance: Adherence to SEBI’s PMS Regulations, 2020.
Investment Objectives: Aligned with client goals in PMS agreements.
Risk Management: Portfolio managers mitigate risks per client preferences.
Fee Structure: Includes fixed or performance-based fees, per agreement.
Client Communication: Regular updates on portfolio performance and transactions.
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