NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
Page 68 Of 122
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PMS Benefits: Offer tailored strategies for high-net-worth individuals.
Account Management: Ensures accurate allocation of securities to clients.
Transparency: Achieved through detailed client agreements and disclosures.
Regulatory Audits: SEBI may inspect PMS records for compliance.
Client Consent for Derivatives: Required for derivative use in PMS.
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