NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Portfolio Monitoring: Continuous oversight to align with client goals.
PMS Limitations: Restricted to agreed investment universe and terms.
Investor Grievances: Addressed through SEBI’s redressal mechanisms.
Code of Conduct: Mandates ethical practices for portfolio managers.
Client Trust: Built through fiduciary responsibility and transparency.
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