NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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PMS Accessibility: Primarily for high-net-worth individuals.
Investment Decisions: Guided by client risk profile and objectives.
SEBI Oversight: Ensures fair practices in PMS operations.
Portfolio Manager Liability: Limited to client’s investment in discretionary PMS.
Client Account: Maintained separately for each client’s securities.
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