NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Regulatory Reporting: Portfolio managers report to SEBI as required.
PMS Flexibility: Allows customized strategies for diverse investor needs.
Client Rights: Include withdrawal and approval rights per agreement.
Ethical Standards: Portfolio managers adhere to SEBI’s code of conduct.
Eligible Investors: Include individuals, HUFs, companies, and trusts for PMS.
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