NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Disclosure Document: Provided to clients before account opening, detailing services.
Account Opening: Requires client agreement and risk disclosures.
Risk Factors: Disclosed to clients for informed decision-making.
Services Offered: Discretionary, non-discretionary, or advisory PMS.
Penalties Disclosure: Includes regulatory actions or litigations against PMS.
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