NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Client Onboarding: Option for direct onboarding without distributors.
SEBI Circulars: Mandate disclosures and operational guidelines for PMS.
Fund Segregation: Ensures client funds are not commingled.
Order Management: Manual intervention minimized for efficient allocation.
Audit Trail: Maintained for all fund and securities transactions.
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