NISM 21B Portfolio Managers Exam Notes

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  • PMS Responsibilities: Due diligence, transparency, protection.
  • Client Segregation: Separate accounts for each client.
  • Investment Objectives: Align with client risk, goals.
  • Risk Profiling: Assesses client’s risk appetite, capacity.
  • Portfolio Administration: Record-keeping, reporting, compliance.

NISM 21B Portfolio Managers

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